SFC Licences of SUEN Ka Kit 孫家傑
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 30 March 2021 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 16 December 2020 | |
| Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 16 December 2020 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 30 November 2020 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 30 November 2020 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 14 November 2017 | 09 November 2020 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 14 November 2017 | 09 November 2020 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 21 November 2012 | 13 October 2017 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 21 November 2012 | 13 October 2017 |