SFC Licences of YANG Buyun 楊佈云

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CLSA Limited 中信里昂證券有限公司	RE	4	23 April 2021	22 July 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	23 April 2021
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	29 March 2021
CLSA Limited 中信里昂證券有限公司	RE	1	29 March 2021
Macquarie Capital Limited 麥格理資本股份有限公司	RE	6	09 November 2020	16 February 2021
Macquarie Capital Limited 麥格理資本股份有限公司	RE	1	09 November 2020	16 February 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	6	12 March 2019	28 September 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	12 March 2019	28 September 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	12 March 2019	28 September 2020
BOCI Asia Limited 中銀國際亞洲有限公司	RE	6	26 October 2015	26 January 2018
BOCI Asia Limited 中銀國際亞洲有限公司	RE	1	26 October 2015	26 January 2018
BOCI Securities Limited 中銀國際證券有限公司	RE	1	26 October 2015	26 January 2018
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司	RE	4	26 June 2014	18 May 2015
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司	RE	6	26 June 2014	18 May 2015