SFC Licences of YANG Buyun 楊佈云

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 23 April 2021
CLSA Limited 中信里昂證券有限公司
RE 4 23 April 2021 22 July 2021
CLSA Limited 中信里昂證券有限公司
RE 1 29 March 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 29 March 2021
Macquarie Capital Limited 麥格理資本股份有限公司
RE 1, 6 09 November 2020 16 February 2021
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司
RE 1, 4, 6 12 March 2019 28 September 2020
BOCI Asia Limited 中銀國際亞洲有限公司
RE 1, 6 26 October 2015 26 January 2018
BOCI Securities Limited 中銀國際證券有限公司
RE 1 26 October 2015 26 January 2018
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 4, 6 26 June 2014 18 May 2015