SFC Licences of CHEN Xi 陳襲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 4 | 27 June 2022 | |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 | RE | 1 | 27 June 2022 | |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 12 May 2020 | 21 March 2022 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 12 May 2020 | 21 March 2022 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 1 | 22 March 2017 | 27 April 2018 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 17 January 2017 | 23 February 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 17 January 2017 | 23 February 2017 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 11 August 2015 | 16 May 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 11 August 2015 | 16 May 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 11 August 2015 | 16 May 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 11 August 2015 | 16 May 2016 |