SFC Licences of ZHANG Zhoubo 張洲博

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
OTCex Hong Kong Limited RE 1 03 November 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 10 May 2022 03 August 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 10 May 2022 03 August 2023
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 20 April 2021 04 March 2022
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 4 25 March 2021 04 March 2022
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 25 March 2021 04 March 2022
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 08 October 2019 25 February 2021
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 08 October 2019 25 February 2021
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 31 May 2018 04 April 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 31 May 2018 04 April 2019
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 4 27 June 2016 23 April 2018
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 27 June 2016 23 April 2018