SFC Licences of CHAU Chung Yin, Samiel 周中彥

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CNI Global Assets Management Limited 中國北方環球資產管理有限公司	RE	9	08 November 2022
CNI Global Assets Management Limited 中國北方環球資產管理有限公司	RO	9	06 October 2021	08 November 2022
CNI Securities Group Limited 中國北方證券集團有限公司	RO	4	10 August 2021
CNI Securities Group Limited 中國北方證券集團有限公司	RO	2	10 August 2021
CNI Securities Group Limited 中國北方證券集團有限公司	RO	1	10 August 2021
CNI Securities Group Limited 中國北方證券集團有限公司	RE	2	09 June 2021	10 August 2021
CNI Securities Group Limited 中國北方證券集團有限公司	RE	1	09 June 2021	10 August 2021
Huajin Futures (International) Limited 華金期貨(國際)有限公司	RE	2	20 January 2021	05 May 2021
Huajin Securities (International) Limited 華金證券(國際)有限公司	RE	1	30 November 2020	05 May 2021
Matrix Securities Limited 矩陣證券有限公司	RO	2	17 May 2017	04 May 2020
Matrix Asset Management Limited 矩陣資產管理有限公司	RO	4	10 November 2016	31 October 2020
Matrix Securities Limited 矩陣證券有限公司	RO	1	27 June 2014	31 October 2020
Matrix Securities Limited 矩陣證券有限公司	RE	1	23 June 2014	27 June 2014
China Finance Holdings Limited 中港金融證券有限公司	RO	1	22 February 2013	18 June 2014
Finet Securities Limited 財華證券有限公司	RO	2	22 February 2013	18 June 2014
Finet Securities Limited 財華證券有限公司	RO	1	22 February 2013	18 June 2014
Well Link Securities Limited 立橋證券有限公司	RO	2	06 December 2012	01 February 2013
Well Link Securities Limited 立橋證券有限公司	RO	1	06 December 2012	01 February 2013
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司	RO	1	11 January 2011	10 October 2012
Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司	RE	1	03 January 2011	11 January 2011
ASA Securities Limited 富國證券有限公司	RO	2	19 August 2010	01 January 2011
ASA Securities Limited 富國證券有限公司	RO	1	19 August 2010	01 January 2011
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RO	4	05 October 2009	14 October 2009
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RO	1	22 July 2008	14 October 2009
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司	RO	2	22 July 2008	14 October 2009
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司	RE	1	07 July 2006	22 July 2008
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司	RE	2	07 July 2006	22 July 2008
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	2	08 April 2005	26 June 2006
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司	RE	1	08 April 2005	26 June 2006
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司	RE	2	01 April 2003	31 March 2005
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	1	01 April 2003	31 March 2005
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	4	01 April 2003	20 January 2004
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司	RE	9	01 April 2003	20 January 2004
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	6	01 April 2003	20 January 2004
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	9	01 April 2003	20 January 2004
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司	RE	5	01 April 2003	20 January 2004