SFC Licences of CHAN Yan Wing, Andy 陳欣永

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cortina Capital Asset Management Limited RE 9 01 March 2023
Cortina Capital Asset Management Limited RE 4 01 March 2023
ASA Securities Limited 富國證券有限公司 RO 4 26 October 2021 12 July 2022
ASA Securities Limited 富國證券有限公司 RO 2 26 October 2021 12 July 2022
ASA Securities Limited 富國證券有限公司 RO 1 26 October 2021 12 July 2022
Hao Tian Asset Management Limited 昊天資產管理有限公司 RE 9 11 May 2020 17 August 2021
Hao Tian International Futures Limited 昊天國際期貨有限公司 RO 2 12 September 2019 17 August 2021
Hao Tian International Securities Limited 昊天國際證券有限公司 RE 1 12 September 2019 17 August 2021
Wanexe Securities (HK) Limited 萬盛證券(香港)有限公司 RE 3 05 June 2019 31 July 2019
Wanexe Securities (HK) Limited 萬盛證券(香港)有限公司 RO 5 10 April 2019 31 July 2019
Wanexe Securities (HK) Limited 萬盛證券(香港)有限公司 RO 2 10 April 2019 31 July 2019
Xinhu International Futures (Hong Kong) Co., Limited 新湖國際期貨(香港)有限公司 RO 2 22 May 2012 31 May 2016
CMB International Insurance Consultancy Co., Limited 招銀國際保險顧問有限公司 RO 2 01 November 2010 30 December 2011
CMB International Securities Limited 招銀國際證券有限公司 RO 1 06 October 2010 30 December 2011
CMB International Capital Holdings Corporation Limited RE 1 03 August 2010 05 May 2011
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 RE 3 19 November 2009 17 July 2010
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 RO 5 29 May 2009 17 July 2010
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 RO 4 29 May 2009 17 July 2010
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 RE 1 20 March 2009 17 July 2010
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 RO 2 04 March 2009 17 July 2010
CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 RE 2 03 March 2009 04 March 2009
Jinrui Futures (Hong Kong) Limited 金瑞期貨(香港)有限公司 RO 2 27 July 2007 01 March 2009
Yue Xiu Futures Company Limited 越秀期貨有限公司 RO 5 08 January 2007 26 March 2007
Yue Xiu Futures Company Limited 越秀期貨有限公司 RO 2 08 January 2007 26 March 2007
Sinofortune Securities Limited 華億證券有限公司 RE 4 08 August 2006 26 March 2007
Sinofortune Securities Limited 華億證券有限公司 RE 1 08 August 2006 26 March 2007
Yue Xiu Futures Company Limited 越秀期貨有限公司 RE 5 08 August 2006 08 January 2007
Yue Xiu Futures Company Limited 越秀期貨有限公司 RE 2 08 August 2006 08 January 2007
GT Capital Limited 高富金融有限公司 RE 5 01 August 2006 01 August 2006
GT Capital Limited 高富金融有限公司 RE 4 01 August 2006 01 August 2006
GT Capital Limited 高富金融有限公司 RE 2 01 August 2006 01 August 2006
GT Capital Limited 高富金融有限公司 RE 1 01 August 2006 01 August 2006
GT Capital Limited 高富金融有限公司 RO 4 22 June 2006 01 August 2006
GT Capital Limited 高富金融有限公司 RO 1 22 June 2006 01 August 2006
GT Capital Limited 高富金融有限公司 RO 5 03 March 2006 01 August 2006
GT Capital Limited 高富金融有限公司 RO 2 03 March 2006 01 August 2006
GT Capital Limited 高富金融有限公司 RE 1 13 September 2005 22 June 2006
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 RE 2 25 January 2005 07 September 2005
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 RE 1 25 January 2005 07 September 2005
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 01 April 2003 17 January 2005
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 2 01 April 2003 17 January 2005
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 9 01 April 2003 03 June 2003
China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 RE 5 01 April 2003 03 June 2003
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 9 01 April 2003 03 June 2003
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 7 01 April 2003 03 June 2003
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 6 01 April 2003 03 June 2003
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 01 April 2003 03 June 2003