SFC Licences of SEN Tung Ning 神東寧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RO 9 03 November 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 03 November 2022
China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 RE 9 13 July 2022 03 November 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 13 July 2022
SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 RO 9 31 July 2020 13 June 2022
SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 RO 4 31 July 2020 13 June 2022
SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 RE 9 06 July 2020 31 July 2020
SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 RE 4 06 July 2020 31 July 2020
Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司 RO 4 02 September 2019 31 May 2020
Founder Asset Management (Hong Kong) Limited 方正資產管理(香港)有限公司 RO 9 30 October 2018 31 May 2020
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RO 9 27 February 2018 27 August 2018
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RO 4 27 February 2018 27 August 2018
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RO 1 27 February 2018 27 August 2018
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RE 9 01 December 2017 27 February 2018
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RE 4 01 December 2017 27 February 2018
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 RE 1 01 December 2017 27 February 2018
CMB International Asset Management Limited 招銀國際資產管理有限公司 RO 9 27 July 2010 26 September 2017
CMB International Asset Management Limited 招銀國際資產管理有限公司 RO 4 27 July 2010 26 September 2017
CMB International Asset Management Limited 招銀國際資產管理有限公司 RE 9 30 June 2010 27 July 2010
CMB International Asset Management Limited 招銀國際資產管理有限公司 RE 4 30 June 2010 27 July 2010
Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 RE 1 23 December 2009 11 June 2010
Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 RE 9 25 November 2009 11 June 2010
Da Cheng International Asset Management Company Limited 大成國際資產管理有限公司 RE 4 25 November 2009 11 June 2010
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 5 29 October 2008 14 November 2009
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 1 29 October 2008 28 February 2009
Haitong International Asset Management Limited 海通國際資產管理有限公司 RO 4 21 May 2008 14 November 2009
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RO 4 21 May 2008 14 November 2009
Haitong International Asset Management Limited 海通國際資產管理有限公司 RO 9 31 March 2008 14 November 2009
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RO 9 31 March 2008 14 November 2009
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 RE 9 05 December 2007 14 November 2009
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 RE 4 05 December 2007 14 November 2009
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 05 December 2007 21 May 2008
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 4 05 December 2007 21 May 2008
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 05 December 2007 31 March 2008
Haitong International Investment Managers Limited 海通國際投資經理有限公司 RE 9 05 December 2007 31 March 2008
Capital Global Management Limited 瑞興全球財富管理有限公司 RO 9 25 July 2007 18 October 2007
Capital Global Management Limited 瑞興全球財富管理有限公司 RO 4 25 July 2007 18 October 2007
Capital Global Management Limited 瑞興全球財富管理有限公司 RE 4 01 August 2006 25 July 2007
Grand Alliance Asset Management Limited 浩成資產管理有限公司 RE 9 27 January 2006 10 February 2006