SFC Licences of YU Kai Kai 余皆佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Natixis Asia Limited | RE | 5 | 11 March 2015 | 16 May 2017 |
Natixis Asia Limited | RE | 4 | 11 March 2015 | 16 May 2017 |
Natixis Asia Limited | RE | 2 | 11 March 2015 | 16 May 2017 |
Natixis Asia Limited | RE | 1 | 11 March 2015 | 16 May 2017 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 26 September 2014 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 02 October 2009 | 26 September 2014 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 02 October 2009 | 05 September 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 02 October 2009 | 05 September 2013 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 02 October 2009 | 06 December 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 02 October 2009 | 06 December 2010 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 07 November 2008 | 22 June 2009 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 07 November 2008 | 22 June 2009 |
Credit Suisse Futures (Hong Kong) Limited | RE | 7 | 14 April 2005 | 24 November 2008 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 10 June 2004 | 22 June 2009 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 10 June 2004 | 22 June 2009 |
Credit Suisse Futures (Hong Kong) Limited | RE | 2 | 10 June 2004 | 24 November 2008 |
CLSA Futures Limited 里昂期貨有限公司 | RE | 2 | 01 April 2003 | 26 May 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 April 2003 | 26 May 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 April 2003 | 18 March 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 6 | 01 April 2003 | 18 March 2004 |
CLSA Limited 中信里昂證券有限公司 | RE | 9 | 01 April 2003 | 18 March 2004 |
CLSA Futures Limited 里昂期貨有限公司 | RE | 5 | 01 April 2003 | 18 March 2004 |
CLSA Futures Limited 里昂期貨有限公司 | RE | 9 | 01 April 2003 | 18 March 2004 |