SFC Licences of YU Kai Kai 余皆佳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Natixis Asia Limited RE 5 11 March 2015 16 May 2017
Natixis Asia Limited RE 4 11 March 2015 16 May 2017
Natixis Asia Limited RE 2 11 March 2015 16 May 2017
Natixis Asia Limited RE 1 11 March 2015 16 May 2017
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 26 September 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 02 October 2009 26 September 2014
Morgan Stanley Hong Kong Securities Limited RE 1 02 October 2009 05 September 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 02 October 2009 05 September 2013
Morgan Stanley Hong Kong Futures Limited RE 7 02 October 2009 06 December 2010
Morgan Stanley Hong Kong Futures Limited RE 2 02 October 2009 06 December 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 7 07 November 2008 22 June 2009
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 07 November 2008 22 June 2009
Credit Suisse Futures (Hong Kong) Limited RE 7 14 April 2005 24 November 2008
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 10 June 2004 22 June 2009
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 10 June 2004 22 June 2009
Credit Suisse Futures (Hong Kong) Limited RE 2 10 June 2004 24 November 2008
CLSA Futures Limited 里昂期貨有限公司 RE 2 01 April 2003 26 May 2004
CLSA Limited 中信里昂證券有限公司 RE 1 01 April 2003 26 May 2004
CLSA Limited 中信里昂證券有限公司 RE 4 01 April 2003 18 March 2004
CLSA Limited 中信里昂證券有限公司 RE 6 01 April 2003 18 March 2004
CLSA Limited 中信里昂證券有限公司 RE 9 01 April 2003 18 March 2004
CLSA Futures Limited 里昂期貨有限公司 RE 5 01 April 2003 18 March 2004
CLSA Futures Limited 里昂期貨有限公司 RE 9 01 April 2003 18 March 2004