SFC Licences of CHAN Lap Chung 陳立中

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CL Strategic Management Limited RO 9 12 August 2022
CL Strategic Management Limited RO 4 12 August 2022
FDB Financial Group Limited 灃展金融集團有限公司 RE 4 17 December 2021 07 August 2022
FDB Financial Group Limited 灃展金融集團有限公司 RE 9 06 December 2021 07 August 2022
Richland Asset Management (HK) Limited 高盈資產管理(香港)有限公司 RO 9 31 July 2020 30 September 2021
Forwin Futures Group Limited 富榮期貨集團有限公司 RO 2 10 October 2018 17 February 2019
Forwin Securities Group Limited 富榮證券集團有限公司 RO 1 23 May 2018 17 February 2019
Forwin Capital Management Limited 富榮資產管理有限公司 RO 9 23 May 2018 17 February 2019
Forwin Capital Management Limited 富榮資產管理有限公司 RO 4 23 May 2018 17 February 2019
Forwin Securities Group Limited 富榮證券集團有限公司 RE 1 02 May 2018 23 May 2018
Forwin Capital Management Limited 富榮資產管理有限公司 RE 9 02 May 2018 23 May 2018
Forwin Capital Management Limited 富榮資產管理有限公司 RE 4 02 May 2018 23 May 2018
South China Investment Management Limited 南華投資管理有限公司 RO 9 20 March 2017 15 January 2018
South China Research Limited 南華資料研究有限公司 RO 4 20 March 2017 15 January 2018
South China Securities Limited 南華證券投資有限公司 RO 1 20 March 2017 15 January 2018
South China Research Limited 南華資料研究有限公司 RE 4 04 January 2017 20 March 2017
South China Securities Limited 南華證券投資有限公司 RE 1 04 January 2017 20 March 2017
RE 9 12 October 2016 04 January 2017
RE 4 12 October 2016 04 January 2017
SPDB International Investment Management Limited 浦銀國際投資管理有限公司 RO 9 13 October 2015 31 August 2016
SPDB International Investment Management Limited 浦銀國際投資管理有限公司 RO 4 13 October 2015 31 August 2016
SPDB International Holdings Limited 浦銀國際控股有限公司 RO 9 15 May 2015 27 October 2015
SPDB International Holdings Limited 浦銀國際控股有限公司 RO 4 15 May 2015 27 October 2015
SPDB International Holdings Limited 浦銀國際控股有限公司 RE 9 09 April 2015 15 May 2015
SPDB International Holdings Limited 浦銀國際控股有限公司 RE 4 09 April 2015 15 May 2015
Gold Mountains Asset Management Limited 金山資產管理有限公司 RO 9 28 August 2013 02 April 2015
Gold Mountains Asset Management Limited 金山資產管理有限公司 RO 4 28 August 2013 02 April 2015
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RO 9 01 August 2012 08 July 2013
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RO 4 07 September 2011 08 July 2013
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RO 1 07 September 2011 08 July 2013
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 4 12 August 2011 07 September 2011
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 12 August 2011 07 September 2011
HGNH International Futures Co., Limited 橫華國際期貨有限公司 RE 2 13 June 2011 23 July 2011
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RE 4 09 November 2010 07 April 2011
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 09 November 2010 07 April 2011
Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 RO 9 18 December 2008 07 April 2011
Absolute Investment Management (HK) Limited 寶橋投資管理有限公司 RE 9 30 September 2005 27 September 2007
Descartes Global Asset Management Limited 阜豐環球資產管理有限公司 RE 9 27 October 2004 02 June 2005
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 01 April 2003 25 September 2003
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 9 01 April 2003 25 September 2003
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 01 April 2003 25 September 2003
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 5 01 April 2003 25 September 2003