SFC Licences of XIANG Xinrong 向新榮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMBC Securities Company Limited 民銀證券有限公司 RO 4 09 January 2024
CMBC Asset Management Company Limited 民銀資產管理有限公司 RO 9 11 July 2019
CMBC Asset Management Company Limited 民銀資產管理有限公司 RO 4 11 July 2019
CMBC Securities Company Limited 民銀證券有限公司 RO 1 11 July 2019
CMBC Asset Management Company Limited 民銀資產管理有限公司 RE 9 18 March 2019 11 July 2019
CMBC Asset Management Company Limited 民銀資產管理有限公司 RE 4 18 March 2019 11 July 2019
CMBC Securities Company Limited 民銀證券有限公司 RE 1 18 March 2019 11 July 2019
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RO 4 14 April 2014 04 March 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RO 4 24 April 2013 04 March 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 RO 1 24 April 2013 04 March 2019
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 RO 9 22 February 2013 04 March 2019
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RO 1 28 October 2011 31 December 2012
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RO 9 29 June 2010 31 December 2012
Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 RO 4 29 June 2010 31 December 2012
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RO 4 26 February 2010 31 December 2012
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RO 1 26 February 2010 31 December 2012
CMB International Capital Holdings Corporation Limited RO 1 04 September 2007 12 December 2009
CMB International Capital Holdings Corporation Limited RE 1 08 August 2006 04 September 2007
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 9 18 January 2005 18 February 2006
Haitong International Asset Management Limited 海通國際資產管理有限公司 RE 4 18 January 2005 18 February 2006