SFC Licences of LEE Man Kit 李文傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Instinet Pacific Limited 極訊亞太有限公司 RE 7 24 September 2019 15 January 2020
Instinet Pacific Limited 極訊亞太有限公司 RE 4 24 September 2019 15 January 2020
Instinet Pacific Limited 極訊亞太有限公司 RE 1 02 September 2019 15 January 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 27 December 2017 01 September 2019
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 27 December 2017 01 September 2019
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 7 24 April 2017 08 September 2017
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 24 April 2017 08 September 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 24 April 2017 08 September 2017
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 24 April 2017 08 September 2017
Morgan Stanley Hong Kong Securities Limited RE 7 09 August 2013 07 January 2016
Morgan Stanley Hong Kong Securities Limited RE 2 17 June 2013 07 January 2016
Morgan Stanley Hong Kong Securities Limited RE 1 17 June 2013 07 January 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 17 June 2013 07 January 2016
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 17 June 2013 09 August 2013
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 15 January 2013
Morgan Stanley Hong Kong Securities Limited RE 1 06 September 2010 15 January 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 06 September 2010 15 January 2013
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 06 September 2010 15 January 2013
Morgan Stanley Hong Kong Futures Limited RE 7 06 September 2010 06 December 2010
Morgan Stanley Hong Kong Futures Limited RE 2 06 September 2010 06 December 2010
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 07 September 2009 18 June 2010
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 24 August 2007 02 June 2009