SFC Licences of CHEN Xiao 陳曉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Pionex Securities Limited 派網證券有限公司	RO	1	20 February 2024
Zheng He Capital Management Limited 鄭和資本管理有限公司	RO	9	10 August 2021	26 January 2024
Zheng He Capital Management Limited 鄭和資本管理有限公司	RO	4	10 August 2021	26 January 2024
Zheng He Capital Management Limited 鄭和資本管理有限公司	RE	9	04 August 2021	10 August 2021
Zheng He Capital Management Limited 鄭和資本管理有限公司	RE	4	04 August 2021	10 August 2021
Hao Tian International Futures Limited 昊天國際期貨有限公司	RO	2	19 March 2020	18 December 2020
Hao Tian Asset Management Limited 昊天資產管理有限公司	RO	9	06 December 2019	21 July 2021
Hao Tian Asset Management Limited 昊天資產管理有限公司	RO	4	06 December 2019	21 July 2021
Hao Tian International Securities Limited 昊天國際證券有限公司	RO	1	06 December 2019	21 July 2021
Hao Tian International Securities Limited 昊天國際證券有限公司	RE	1	11 November 2019	06 December 2019
China Vered Securities Limited 中薇證券有限公司	RO	4	15 April 2019	07 June 2019
China Vered Securities Limited 中薇證券有限公司	RO	1	15 April 2019	07 June 2019
China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司	RO	4	15 April 2019	07 June 2019
China Vered Asset Management (Hong Kong) Limited 中薇資產管理(香港)有限公司	RE	4	09 April 2019	09 April 2019
China Vered Securities Limited 中薇證券有限公司	RE	4	26 November 2018	15 April 2019
China Vered Securities Limited 中薇證券有限公司	RE	1	26 November 2018	15 April 2019
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司	RE	6	13 September 2016	31 December 2016
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司	RE	1	13 September 2016	31 December 2016
Crosby Securities Limited 高誠證券有限公司	RE	6	08 December 2015	17 June 2016
Crosby Securities Limited 高誠證券有限公司	RE	4	08 December 2015	17 June 2016
Crosby Securities Limited 高誠證券有限公司	RE	1	08 December 2015	17 June 2016
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	4	19 September 2013	03 November 2015
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	1	29 May 2013	03 November 2015
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司	RO	6	07 January 2013	13 May 2013
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司	RO	1	10 September 2012	10 March 2013
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司	RE	6	21 June 2011	07 January 2013
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司	RE	1	21 June 2011	10 September 2012
StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司	RE	1	16 April 2010	15 April 2011
StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司	RE	4	16 April 2010	15 April 2011
StormHarbour Securities (Hong Kong) Limited 思博資本(香港) 有限公司	RE	6	16 April 2010	15 April 2011