SFC Licences of LO Wai Lun 盧煒綸

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
uSmart Securities Limited 盈立證券有限公司	RE	1	02 July 2024
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	2	07 August 2023	03 May 2024
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	1	07 August 2023	03 May 2024
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	2	29 December 2021	23 May 2023
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	1	29 December 2021	23 May 2023
CES Commodities (HK) Limited 光證期貨（香港）有限公司	RE	2	27 September 2021	17 December 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	4	27 September 2021	17 December 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司	RE	1	27 September 2021	17 December 2021
China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司	RE	2	12 April 2021	08 September 2021
Hang Tai Asset Management Limited 恒泰資產管理有限公司	RE	4	12 April 2021	08 September 2021
China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司	RE	1	29 March 2021	08 September 2021
Frontier Capital Management Limited 方達資本管理有限公司	RE	1	24 November 2020	04 January 2021
CMB International Securities Limited 招銀國際證券有限公司	RE	1	04 October 2019	30 October 2020
CMB International Futures Limited 招銀國際期貨有限公司	RE	2	04 October 2019	30 October 2020
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	5	11 June 2019	13 September 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	2	11 June 2019	13 September 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司	RE	1	11 June 2019	13 September 2019
BOCOM International Securities Limited 交銀國際證券有限公司	RE	5	23 January 2017	27 May 2019
BOCOM International Securities Limited 交銀國際證券有限公司	RE	2	26 May 2016	27 May 2019
BOCOM International Securities Limited 交銀國際證券有限公司	RE	1	26 May 2016	27 May 2019
Guotai Junan FX Limited 國泰君安外匯有限公司	RE	3	05 November 2013	15 May 2016
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RE	2	08 August 2013	15 May 2016
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	08 August 2013	15 May 2016
Chong Hing Commodities And Futures Limited 創興商品期貨有限公司	RE	2	02 April 2012	01 August 2013
Chong Hing Securities Limited 創興證券有限公司	RE	1	12 April 2011	01 August 2013
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	2	21 July 2010	21 July 2010
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	21 July 2010	21 July 2010