SFC Licences of LO Wai Lun 盧煒綸

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 2 29 December 2021
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RE 1 29 December 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 27 September 2021 17 December 2021
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 27 September 2021 17 December 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 27 September 2021 17 December 2021
GCINT Asset Management Limited 金禧國際資產管理有限公司 RE 4 12 April 2021 08 September 2021
GCINT (HK) Limited 金禧國際證券 (香港) 有限公司 RE 2 12 April 2021 08 September 2021
GCINT (HK) Limited 金禧國際證券 (香港) 有限公司 RE 1 29 March 2021 08 September 2021
Frontier Capital Management Limited 方達資本管理有限公司 RE 1 24 November 2020 04 January 2021
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 04 October 2019 30 October 2020
CMB International Securities Limited 招銀國際證券有限公司 RE 1 04 October 2019 30 October 2020
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 5 11 June 2019 13 September 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 11 June 2019 13 September 2019
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 2 11 June 2019 13 September 2019
BOCOM International Securities Limited 交銀國際證券有限公司 RE 5 23 January 2017 27 May 2019
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 26 May 2016 27 May 2019
BOCOM International Securities Limited 交銀國際證券有限公司 RE 2 26 May 2016 27 May 2019
Guotai Junan FX Limited 國泰君安外匯有限公司 RE 3 05 November 2013 15 May 2016
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 08 August 2013 15 May 2016
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 08 August 2013 15 May 2016
Chong Hing Commodities And Futures Limited 創興商品期貨有限公司 RE 2 02 April 2012 01 August 2013
Chong Hing Securities Limited 創興證券有限公司 RE 1 12 April 2011 01 August 2013
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 21 July 2010 21 July 2010
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 21 July 2010 21 July 2010