SFC Licences of HUNG Ming Xi, Rainky 洪銘鍶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan FX Limited 國泰君安外匯有限公司 | RE | 3 | 07 September 2021 | |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 5 | 21 August 2020 | |
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 | RE | 2 | 04 August 2020 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 04 August 2020 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 04 August 2020 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 16 October 2019 | 06 July 2020 |
Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 28 August 2017 | 06 July 2020 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 28 August 2017 | 06 July 2020 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 22 July 2015 | 02 August 2017 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 22 July 2015 | 02 August 2017 |