SFC Licences of WONG Wan Vanness 王贇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 13 July 2020 | 08 March 2023 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 21 February 2020 | 08 March 2023 |
Xuantie International Investment Co., Ltd 玄鐵國際投資有限公司 | RE | 5 | 01 March 2019 | 17 January 2020 |
Xuantie International Investment Co., Ltd 玄鐵國際投資有限公司 | RE | 2 | 01 March 2019 | 17 January 2020 |
South China Investment Management Limited 南華投資管理有限公司 | RE | 9 | 21 November 2018 | 21 January 2019 |
South China Research Limited 南華資料研究有限公司 | RE | 4 | 21 November 2018 | 21 January 2019 |
South China Commodities Limited 南華期貨有限公司 | RE | 2 | 30 October 2018 | 21 January 2019 |
South China Securities Limited 南華證券投資有限公司 | RE | 1 | 30 October 2018 | 21 January 2019 |
Hao Tian International Futures Limited 昊天國際期貨有限公司 | RE | 2 | 21 August 2018 | 18 October 2018 |
Hao Tian International Securities Limited 昊天國際證券有限公司 | RE | 1 | 03 May 2018 | 18 October 2018 |
Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 08 February 2018 | 24 April 2018 |