SFC licenceholder BLU269 WONG Wan Vanness 王贇

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 13 November 2020

Institution Role Licences Start date End date
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [1] (Dealing in Securities) 13 July 2020
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 RE [4] (Advising on Securities) 21 February 2020
Xuantie International Investment Co., Ltd 玄鐵國際投資有限公司 RE [2] (Dealing in Futures Contracts), [5] (Advising on Futures Contracts) 01 March 2019 17 January 2020
South China Research Limited 南華資料研究有限公司 RE [4] (Advising on Securities) 21 November 2018 21 January 2019
South China Investment Management Limited 南華投資管理有限公司 RE [9] (Asset Management) 21 November 2018 21 January 2019
South China Securities Limited 南華證券投資有限公司 RE [1] (Dealing in Securities) 30 October 2018 21 January 2019
South China Commodities Limited 南華期貨有限公司 RE [2] (Dealing in Futures Contracts) 30 October 2018 21 January 2019
Hao Tian International Futures Limited 昊天國際期貨有限公司 RE [2] (Dealing in Futures Contracts) 21 August 2018 18 October 2018
Hao Tian International Securities Limited 昊天國際證券有限公司 RE [1] (Dealing in Securities) 03 May 2018 18 October 2018
Zhongtai International Securities Limited 中泰國際證券有限公司 RE [1] (Dealing in Securities) 08 February 2018 24 April 2018