SFC Licences of CHEUNG Lai Yan Charles 張禮仁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Doo Financial HK Limited 都會金融香港有限公司 RO 1 14 February 2024
Doo Financial HK Limited 都會金融香港有限公司 RO 9 23 December 2022
Doo Financial HK Limited 都會金融香港有限公司 RO 4 23 December 2022
Kaisa Asset Management Limited 佳兆業資產管理有限公司 RO 9 05 November 2020 16 January 2022
Kaisa Asset Management Limited 佳兆業資產管理有限公司 RO 4 05 November 2020 16 January 2022
Kaisa Asset Management Limited 佳兆業資產管理有限公司 RE 9 04 September 2020 05 November 2020
Kaisa Asset Management Limited 佳兆業資產管理有限公司 RE 4 04 September 2020 05 November 2020
Morgan Fuel Go Securities Limited 摩根富國證券有限公司 RO 9 27 March 2019 01 January 2020
Morgan Fuel Go Securities Limited 摩根富國證券有限公司 RO 4 27 March 2019 01 January 2020
Morgan Fuel Go Securities Limited 摩根富國證券有限公司 RE 9 10 January 2019 27 March 2019
Morgan Fuel Go Securities Limited 摩根富國證券有限公司 RE 4 10 January 2019 27 March 2019
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RO 9 22 February 2017 20 July 2018
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RO 4 22 February 2017 20 July 2018
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RE 9 03 January 2017 22 February 2017
Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 RE 4 03 January 2017 22 February 2017
RO 9 20 April 2016 30 June 2016
RO 4 20 April 2016 30 June 2016
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 RO 1 14 July 2014 16 January 2016
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 RO 9 14 February 2014 16 January 2016
China Rise Securities Asset Management Company Limited 華晉證券資產管理有限公司 RO 4 14 February 2014 16 January 2016
China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 RO 9 24 October 2011 12 February 2014
China Angel Fund Management (HK) Company Limited 中國天使基金管理(香港)有限公司 RO 4 24 October 2011 12 February 2014
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RO 1 23 September 2009 08 March 2011
Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 RO 9 26 November 2008 08 March 2011
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RO 4 29 November 2004 08 March 2011
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 01 April 2003 08 March 2011
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RO 9 01 April 2003 08 March 2011
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 1 01 April 2003 21 March 2007
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RO 4 01 April 2003 30 March 2004
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 9 01 April 2003 30 March 2004
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 6 01 April 2003 30 March 2004
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RO 4 01 April 2003 30 March 2004
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 9 01 April 2003 25 February 2004
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 5 01 April 2003 25 February 2004