SFC Licences of KWAN Wai Man 關惠文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Solaro Advisors Limited 微冠投資管理有限公司 RO 9 04 December 2023
Solaro Advisors Limited 微冠投資管理有限公司 RO 4 04 December 2023
Great Bay Partners Asia Company Limited 貝灣資本亞洲有限公司 RO 4 25 February 2022 31 October 2023
Great Bay Partners Asia Company Limited 貝灣資本亞洲有限公司 RO 1 25 February 2022 22 September 2023
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RO 5 09 July 2019 01 June 2020
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RO 2 09 July 2019 01 June 2020
Delta Asia Securities Limited 滙業證券有限公司 RO 4 09 July 2019 01 June 2020
Delta Asia Securities Limited 滙業證券有限公司 RO 3 09 July 2019 01 June 2020
Delta Asia Securities Limited 滙業證券有限公司 RO 1 09 July 2019 01 June 2020
Delta Asia Wealth Management Limited 滙業財富管理有限公司 RO 4 09 July 2019 01 June 2020
Delta Asia Wealth Management Limited 滙業財富管理有限公司 RE 9 09 July 2019 01 June 2020
Bright Point International Futures Limited 亮點國際期貨有限公司 RO 2 21 July 2017 31 May 2018
Bright Point International Securities Limited 亮點國際證券有限公司 RO 1 21 July 2017 31 May 2018
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 RE 2 15 August 2016 06 October 2016
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RO 1 26 April 2016 06 October 2016
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RE 1 23 March 2016 26 April 2016
iBest Securities Company Limited RO 1 01 November 2012 10 February 2016
Haitong International Securities Company Limited 海通國際證券有限公司 RE 3 13 January 2012 10 February 2016
Haitong International Futures Limited 海通國際期貨有限公司 RO 5 20 May 2010 10 February 2016
Haitong International Futures Limited 海通國際期貨有限公司 RO 2 20 May 2010 10 February 2016
Haitong International Securities Company Limited 海通國際證券有限公司 RO 4 20 May 2010 10 February 2016
Haitong International Securities Company Limited 海通國際證券有限公司 RO 1 20 May 2010 10 February 2016
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 RO 5 03 July 2008 03 November 2009
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RO 2 18 December 2007 27 September 2011
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RO 1 18 December 2007 27 September 2011
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RO 5 18 December 2007 07 January 2011
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RO 4 18 December 2007 07 January 2011
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RO 2 12 September 2006 29 September 2007
JS Cresvale Capital Limited 日盛嘉富資本有限公司 RO 1 03 November 2005 29 September 2007
JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 RO 1 16 June 2005 29 September 2007
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 19 March 2004 20 August 2004
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 19 March 2004 20 August 2004
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 4 01 April 2003 20 February 2004
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RO 5 01 April 2003 20 February 2004
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RO 2 01 April 2003 20 February 2004
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 9 01 April 2003 20 February 2004
SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 RO 9 01 April 2003 20 February 2004
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 1 01 April 2003 20 February 2004
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 RO 6 01 April 2003 19 February 2004