SFC Licences of TSENG Tzu Wen, Maryann 曾慈雯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 4 04 November 2022 27 January 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 1 04 November 2022 27 January 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 15 August 2022 27 January 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 15 August 2022 04 November 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 15 August 2022 04 November 2022
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RO 1 07 April 2021 20 May 2022
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 08 February 2021 20 May 2022
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 12 October 2020 07 April 2021
Prudence Investment Management (Hong Kong) Limited 方圓基金管理(香港)有限公司 RE 1 08 July 2020 18 September 2020
CLSA Limited 中信里昂證券有限公司 RE 1 10 October 2017 28 February 2020
Morgan Stanley Hong Kong Securities Limited RE 2 06 December 2010 21 June 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 09 August 2010 21 June 2017
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 7 09 August 2010 05 September 2013
Morgan Stanley Hong Kong Futures Limited RE 7 09 August 2010 06 December 2010
Morgan Stanley Hong Kong Futures Limited RE 2 09 August 2010 06 December 2010
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 25 August 2009 31 May 2010
BOCI Securities Limited 中銀國際證券有限公司 RE 1 17 July 2006 04 July 2009
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 01 December 2005 24 June 2006
Fox-Pitt, Kelton (Asia) Limited RE 4 06 April 2004 02 September 2005
Fox-Pitt, Kelton (Asia) Limited RE 1 06 April 2004 02 September 2005