SFC Licences of LAW I Lung 羅錡龍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司	RE	1	02 July 2021
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司	RE	4	21 June 2021
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司	RE	9	21 May 2021	31 May 2021
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司	RE	4	21 May 2021	31 May 2021
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	9	16 August 2018	02 July 2020
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	5	16 August 2018	02 July 2020
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	4	16 August 2018	02 July 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	9	16 August 2018	02 July 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	5	16 August 2018	02 July 2020
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	4	16 August 2018	02 July 2020
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	9	16 August 2018	02 July 2020
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	4	16 August 2018	02 July 2020
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	1	16 August 2018	02 July 2020
BOCI Securities Limited 中銀國際證券有限公司	RE	1	18 October 2017	30 July 2018
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司	RE	9	28 September 2017	29 September 2017
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司	RE	4	28 September 2017	29 September 2017
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	4	14 December 2015	29 September 2017
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	2	02 June 2015	29 September 2017
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司	RE	1	02 June 2015	29 September 2017