SFC Licences of LAW I Lung 羅錡龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RE | 1 | 02 July 2021 | |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
RE | 4 | 21 June 2021 | |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RE | 4, 9 | 21 May 2021 | 31 May 2021 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 Haitong International Asset Management Limited 海通國際資產管理有限公司 |
RE | 4, 5, 9 | 16 August 2018 | 02 July 2020 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 |
RE | 1, 4, 9 | 16 August 2018 | 02 July 2020 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RE | 1 | 18 October 2017 | 30 July 2018 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
RE | 4, 9 | 28 September 2017 | 29 September 2017 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RE | 4 | 14 December 2015 | 29 September 2017 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RE | 1, 2 | 02 June 2015 | 29 September 2017 |