SFC Licences of LAW I Lung 羅錡龍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司
RE 1 02 July 2021
BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司
RE 4 21 June 2021
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 4, 9 21 May 2021 31 May 2021
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司
Haitong International Asset Management Limited 海通國際資產管理有限公司
RE 4, 5, 9 16 August 2018 02 July 2020
Haitong International Investment Managers Limited 海通國際投資經理有限公司
RE 1, 4, 9 16 August 2018 02 July 2020
BOCI Securities Limited 中銀國際證券有限公司
RE 1 18 October 2017 30 July 2018
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司
RE 4, 9 28 September 2017 29 September 2017
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 4 14 December 2015 29 September 2017
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1, 2 02 June 2015 29 September 2017