SFC Licences of HO Kin Bor 何建波

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 04 July 2018
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 04 July 2018
Huarong International Securities Limited 華融國際證券有限公司 RE 1 24 March 2016 29 June 2018
Huarong International Securities Limited 華融國際證券有限公司 RE 2 24 March 2016 29 June 2018
Imperium International Securities Limited 帝國國際証券有限公司 RE 1 31 March 2014 29 February 2016
Imperium International Securities Limited 帝國國際証券有限公司 RE 2 31 March 2014 29 February 2016
Zhongtai International Futures Limited 中泰國際期貨有限公司 RE 2 29 November 2013 31 March 2014
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 29 November 2013 31 March 2014
Rifa Futures Limited 日發期貨有限公司 RE 2 26 August 2013 15 November 2013
Rifa Securities Limited 日發證券有限公司 RE 1 26 August 2013 15 November 2013
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 RE 2 22 May 2013 03 August 2013
Success Securities Limited 實德證券有限公司 RE 1 04 December 2012 03 August 2013
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RE 1 01 June 2012 24 November 2012
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司 RE 2 17 May 2012 24 May 2012
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 17 May 2012 24 May 2012
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 27 February 2012 12 May 2012
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 13 January 2012 12 May 2012
CMB International Securities Limited 招銀國際證券有限公司 RE 1 05 October 2010 31 December 2011
CMB International Capital Holdings Corporation Limited RE 1 25 February 2010 16 November 2010
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 03 October 2008 17 February 2010
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 03 October 2008 17 February 2010
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 22 November 2005 01 October 2008
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 22 November 2005 01 October 2008
BOCI Securities Limited 中銀國際證券有限公司 RE 2 13 October 2005 07 November 2005
BOCI Bullion Company Limited 中銀國際金業有限公司 RE 1 28 October 2003 07 November 2005
BOCI Securities Limited 中銀國際證券有限公司 RE 1 01 April 2003 07 November 2005
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 01 April 2003 07 November 2005
BOCI Bullion Company Limited 中銀國際金業有限公司 RE 7 28 October 2003 28 April 2004
BOCI Securities Limited 中銀國際證券有限公司 RE 4 01 April 2003 08 September 2003
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 5 01 April 2003 08 September 2003
BOCI Securities Limited 中銀國際證券有限公司 RE 6 01 April 2003 08 September 2003
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 9 01 April 2003 08 September 2003
BOCI Securities Limited 中銀國際證券有限公司 RE 9 01 April 2003 08 September 2003