SFC Licences of HO Kin Bor 何建波

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	2	21 September 2023	21 September 2023
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	1	15 September 2023	21 September 2023
M&F Asset Management Limited 渼豐資產管理有限公司	RE	1	20 March 2023	11 August 2023
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	04 July 2018	12 March 2023
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	04 July 2018	12 March 2023
Huarong International Securities Limited 華融國際證券有限公司	RE	2	24 March 2016	29 June 2018
Huarong International Securities Limited 華融國際證券有限公司	RE	1	24 March 2016	29 June 2018
Imperium International Securities Limited 帝國國際証券有限公司	RE	2	31 March 2014	29 February 2016
Imperium International Securities Limited 帝國國際証券有限公司	RE	1	31 March 2014	29 February 2016
Zhongtai International Futures Limited 中泰國際期貨有限公司	RE	2	29 November 2013	31 March 2014
Zhongtai International Securities Limited 中泰國際證券有限公司	RE	1	29 November 2013	31 March 2014
Rifa Futures Limited 日發期貨有限公司	RE	2	26 August 2013	15 November 2013
Rifa Securities Limited 日發證券有限公司	RE	1	26 August 2013	15 November 2013
Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司	RE	2	22 May 2013	03 August 2013
Success Securities Limited 實德證券有限公司	RE	1	04 December 2012	03 August 2013
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司	RE	1	01 June 2012	24 November 2012
Ping An of China Futures (Hong Kong) Company Limited 中國平安期貨(香港)有限公司	RE	2	17 May 2012	24 May 2012
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司	RE	1	17 May 2012	24 May 2012
Haitong International Futures Limited 海通國際期貨有限公司	RE	2	27 February 2012	12 May 2012
Haitong International Securities Company Limited 海通國際證券有限公司	RE	1	13 January 2012	12 May 2012
CMB International Securities Limited 招銀國際證券有限公司	RE	1	05 October 2010	31 December 2011
CMB International Capital Holdings Corporation Limited	RE	1	25 February 2010	16 November 2010
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司	RE	2	03 October 2008	17 February 2010
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司	RE	1	03 October 2008	17 February 2010
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司	RE	1	22 November 2005	01 October 2008
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司	RE	2	22 November 2005	01 October 2008
BOCI Securities Limited 中銀國際證券有限公司	RE	2	13 October 2005	07 November 2005
BOCI Bullion Company Limited 中銀國際金業有限公司	RE	1	28 October 2003	07 November 2005
BOCI Bullion Company Limited 中銀國際金業有限公司	RE	7	28 October 2003	28 April 2004
BOCI Commodities & Futures Limited 中銀國際期貨有限公司	RE	2	01 April 2003	07 November 2005
BOCI Securities Limited 中銀國際證券有限公司	RE	1	01 April 2003	07 November 2005
BOCI Securities Limited 中銀國際證券有限公司	RE	4	01 April 2003	08 September 2003
BOCI Commodities & Futures Limited 中銀國際期貨有限公司	RE	9	01 April 2003	08 September 2003
BOCI Commodities & Futures Limited 中銀國際期貨有限公司	RE	5	01 April 2003	08 September 2003
BOCI Securities Limited 中銀國際證券有限公司	RE	6	01 April 2003	08 September 2003
BOCI Securities Limited 中銀國際證券有限公司	RE	9	01 April 2003	08 September 2003