SFC Licences of JUNG Christopher Lam 曾俊文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 RO 2 17 May 2019
Cowen and Company (Asia) Limited 高宏亞洲投資有限公司 RO 1 17 May 2019
Makto Capital Management Limited RO 4 20 September 2017 08 February 2018
Makto Capital Management Limited RE 9 23 May 2017 08 February 2018
Makto Capital Management Limited RE 4 23 May 2017 20 September 2017
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 2 04 June 2014 25 November 2016
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 04 June 2014 25 November 2016
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 7 04 June 2014 30 November 2015
CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 RO 1 24 October 2013 23 December 2013
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE 2 13 August 2012 23 December 2013
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 13 August 2012 23 December 2013
CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 RE 1 28 November 2012 24 October 2013
Nomura Securities (Hong Kong) Limited RE 2 15 August 2011 20 June 2012
Nomura Securities (Hong Kong) Limited RE 1 15 August 2011 20 June 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 02 August 2011 20 June 2012
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 02 August 2011 20 June 2012
J.P. Morgan Securities (Far East) Limited RO 4 16 September 2010 10 January 2011
J.P. Morgan Securities (Far East) Limited RO 1 16 September 2010 10 January 2011
J.P. Morgan Broking (Hong Kong) Limited RO 5 24 September 2008 10 January 2011
J.P. Morgan Broking (Hong Kong) Limited RO 4 24 September 2008 10 January 2011
J.P. Morgan Broking (Hong Kong) Limited RO 2 24 September 2008 10 January 2011
J.P. Morgan Broking (Hong Kong) Limited RO 1 24 September 2008 10 January 2011
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RO 5 24 September 2008 30 November 2009
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RO 4 24 September 2008 30 November 2009
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RO 2 24 September 2008 30 November 2009
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 RO 1 24 September 2008 30 November 2009
J.P. Morgan Broking (Hong Kong) Limited RE 5 13 May 2008 24 September 2008
J.P. Morgan Broking (Hong Kong) Limited RE 4 13 May 2008 24 September 2008
J.P. Morgan Broking (Hong Kong) Limited RE 2 18 April 2008 24 September 2008
J.P. Morgan Broking (Hong Kong) Limited RE 1 18 April 2008 24 September 2008
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 11 June 2004 04 March 2008
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 01 April 2003 04 March 2008
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 1 01 April 2003 04 March 2008
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 01 April 2003 01 June 2004
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 4 01 April 2003 01 June 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 01 April 2003 01 June 2004
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 6 01 April 2003 01 June 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 01 April 2003 01 June 2004
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE 9 01 April 2003 01 June 2004