| Institution |
Role |
Licences |
Start date |
End date |
Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司
|
RO |
4, 9 |
14 March 2022 |
|
China Tonghai Securities Limited 中國通海證券有限公司
|
RE |
1 |
18 December 2018 |
20 April 2020 |
China Tonghai Asset Management Limited 中國通海資產管理有限公司
|
RE |
4, 9 |
02 November 2018 |
18 March 2019 |
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
|
RE |
4, 9 |
14 June 2018 |
07 September 2018 |
CLSA Asset Management Limited 中信里昂資產管理有限公司
|
RO |
4, 9 |
30 December 2013 |
20 April 2018 |
CLSA Asset Management Limited 中信里昂資產管理有限公司
|
RE |
4, 9 |
14 November 2011 |
30 December 2013 |
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司
|
RE |
4, 5, 9 |
13 April 2010 |
08 October 2011 |
Haitong International Futures Limited 海通國際期貨有限公司
|
RE |
5 |
21 May 2009 |
08 October 2011 |
Haitong International Investment Managers Limited 海通國際投資經理有限公司
Haitong International Asset Management Limited 海通國際資產管理有限公司
|
RO |
4, 9 |
26 March 2009 |
08 October 2011 |
Haitong International Asset Management Limited 海通國際資產管理有限公司
|
RE |
5 |
25 February 2009 |
12 May 2009 |
Haitong International Asset Management Limited 海通國際資產管理有限公司
Haitong International Investment Managers Limited 海通國際投資經理有限公司
|
RE |
4, 9 |
19 August 2008 |
26 March 2009 |
Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司
|
RE |
4, 9 |
20 November 2007 |
18 July 2008 |
CC Finance Limited 思齊資本融資有限公司
|
RE |
4 |
25 September 2006 |
01 April 2007 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
|
RE |
1 |
21 September 2004 |
21 July 2006 |
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司
|
RE |
2 |
21 September 2004 |
21 July 2006 |
Vision Capital Investment Management Limited 遠信資本投資管理有限公司
|
RE |
9 |
18 March 2004 |
16 September 2004 |
Vision Capital Investment Management Limited 遠信資本投資管理有限公司
|
RE |
4 |
18 March 2004 |
30 July 2004 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
|
RE |
9 |
01 April 2003 |
16 September 2004 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
|
RE |
4 |
01 April 2003 |
30 July 2004 |
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
|
RE |
6 |
01 April 2003 |
31 December 2003 |
China Tonghai Asset Management Limited 中國通海資產管理有限公司
|
RE |
1 |
20 April 2020 |
12 July 2021 |
China Tonghai Asset Management Limited 中國通海資產管理有限公司
|
RO |
4, 9 |
18 March 2019 |
12 July 2021 |