SFC Licences of YAN Kai Chi, Danny 甄啟智

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司
RO 4, 9 14 March 2022
China Tonghai Securities Limited 中國通海證券有限公司
RE 1 18 December 2018 20 April 2020
China Tonghai Asset Management Limited 中國通海資產管理有限公司
RE 4, 9 02 November 2018 18 March 2019
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 4, 9 14 June 2018 07 September 2018
CLSA Asset Management Limited 中信里昂資產管理有限公司
RO 4, 9 30 December 2013 20 April 2018
CLSA Asset Management Limited 中信里昂資產管理有限公司
RE 4, 9 14 November 2011 30 December 2013
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司
RE 4, 5, 9 13 April 2010 08 October 2011
Haitong International Futures Limited 海通國際期貨有限公司
RE 5 21 May 2009 08 October 2011
Haitong International Investment Managers Limited 海通國際投資經理有限公司
Haitong International Asset Management Limited 海通國際資產管理有限公司
RO 4, 9 26 March 2009 08 October 2011
Haitong International Asset Management Limited 海通國際資產管理有限公司
RE 5 25 February 2009 12 May 2009
Haitong International Asset Management Limited 海通國際資產管理有限公司
Haitong International Investment Managers Limited 海通國際投資經理有限公司
RE 4, 9 19 August 2008 26 March 2009
Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司
RE 4, 9 20 November 2007 18 July 2008
CC Finance Limited 思齊資本融資有限公司
RE 4 25 September 2006 01 April 2007
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司
RE 1 21 September 2004 21 July 2006
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司
RE 2 21 September 2004 21 July 2006
Vision Capital Investment Management Limited 遠信資本投資管理有限公司
RE 9 18 March 2004 16 September 2004
Vision Capital Investment Management Limited 遠信資本投資管理有限公司
RE 4 18 March 2004 30 July 2004
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
RE 9 01 April 2003 16 September 2004
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
RE 4 01 April 2003 30 July 2004
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司
RE 6 01 April 2003 31 December 2003
China Tonghai Asset Management Limited 中國通海資產管理有限公司
RE 1 20 April 2020 12 July 2021
China Tonghai Asset Management Limited 中國通海資產管理有限公司
RO 4, 9 18 March 2019 12 July 2021