SFC Licences of YAN Kai Chi, Danny 甄啟智

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司	RO	9	14 March 2022
Wealth Harbour Investment & Management Co., Limited 財富港灣投資管理有限公司	RO	4	14 March 2022
Quam Asset Management Limited 華富建業資產管理有限公司	RE	1	20 April 2020	12 July 2021
Quam Asset Management Limited 華富建業資產管理有限公司	RO	9	18 March 2019	12 July 2021
Quam Asset Management Limited 華富建業資產管理有限公司	RO	4	18 March 2019	12 July 2021
Quam Securities Limited 華富建業證券有限公司	RE	1	18 December 2018	20 April 2020
Quam Asset Management Limited 華富建業資產管理有限公司	RE	9	02 November 2018	18 March 2019
Quam Asset Management Limited 華富建業資產管理有限公司	RE	4	02 November 2018	18 March 2019
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司	RE	9	14 June 2018	07 September 2018
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司	RE	4	14 June 2018	07 September 2018
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司	RO	9	30 December 2013	20 April 2018
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司	RO	4	30 December 2013	20 April 2018
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司	RE	9	14 November 2011	30 December 2013
CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司	RE	4	14 November 2011	30 December 2013
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	9	13 April 2010	08 October 2011
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	5	13 April 2010	08 October 2011
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司	RE	4	13 April 2010	08 October 2011
Haitong International Futures Limited 海通國際期貨有限公司	RE	5	21 May 2009	08 October 2011
Haitong International Asset Management Limited 海通國際資產管理有限公司	RO	9	26 March 2009	08 October 2011
Haitong International Asset Management Limited 海通國際資產管理有限公司	RO	4	26 March 2009	08 October 2011
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RO	9	26 March 2009	08 October 2011
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RO	4	26 March 2009	08 October 2011
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	5	25 February 2009	12 May 2009
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	9	19 August 2008	26 March 2009
Haitong International Asset Management Limited 海通國際資產管理有限公司	RE	4	19 August 2008	26 March 2009
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	9	19 August 2008	26 March 2009
Haitong International Investment Managers Limited 海通國際投資經理有限公司	RE	4	19 August 2008	26 March 2009
Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司	RE	9	20 November 2007	18 July 2008
Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司	RE	4	20 November 2007	18 July 2008
CC Finance Limited 思齊資本融資有限公司	RE	4	25 September 2006	01 April 2007
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司	RE	2	21 September 2004	21 July 2006
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司	RE	1	21 September 2004	21 July 2006
Vision Capital Investment Management Limited 遠信資本投資管理有限公司	RE	9	18 March 2004	16 September 2004
Vision Capital Investment Management Limited 遠信資本投資管理有限公司	RE	4	18 March 2004	30 July 2004
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	9	01 April 2003	16 September 2004
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	4	01 April 2003	30 July 2004
CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司	RE	6	01 April 2003	31 December 2003